Government Careers

  • Hybrid Compliance Surveillance Lead - Securities & Insurance

  • Transamerica
  • Iowa, Louisiana 70647 United States View Map

Summary

Transamerica Corporation in a hybrid office setup (Denver, Cedar Rapids, Baltimore, Philadelphia) seeks a Compliance Manager - Surveillance to lead and advance surveillance programs across securities and insurance distribution channels for broker-dealer, RIA, and insurance agencies. You will set strategic direction, oversee complex reviews, and drive risk-based analytics and reporting.The role requires strong leadership, regulatory knowledge, and collaboration with supervision teams to#J-18808-Ljbffr

Job Description

Transamerica Corporation in a hybrid office setup (Denver, Cedar Rapids, Baltimore, Philadelphia) seeks a Compliance Manager - Surveillance to lead and advance surveillance programs across securities and insurance distribution channels for broker-dealer, RIA, and insurance agencies. You will set strategic direction, oversee complex reviews, and drive risk-based analytics and reporting.The role requires strong leadership, regulatory knowledge, and collaboration with supervision teams to#J-18808-Ljbffr

Government Careers

Government Careers

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