Senior Operations Analyst - Options Clearing

Summary

Senior Options Analyst

TD Securities is looking for a Senior Options Analyst to join their Operations team. This position is hands-on and primarily serves as a point-person for ensuring trade break reconciliation, allocation, and timely clearance for all US option trades. This role will ensure daily activities within operations adhere to firm governance requirements. The role will partner with the rest of the TD Securities team to ensure a strong control infrastructure in accordance with firm and regulatory standards.

Responsibilities Include

• Partner with internal/external clients to ensure governance/control requirements are understood and adhered to.
• Develop relationships with applicable members of Operations, Trading, Streetside counterparties, and Technology to ensure partnership and efficient operation and coordination.
• Review records to ensure accuracy and completeness, in order to meet firm and regulatory standards.
• Monitor controls, review exception reports, and escalate as needed.
• Responsible for managing communications to internal/external partners.
• Opportunities to work on projects involving process improvements and other strategic initiatives.

Job Requirements/Qualifications

• BS/BA degree and/or 5+ years of relevant work experience.
• Knowledge of Broadridge (Primarily BPS and OAES), OCC Encore, Exercise and Assignment Mechanics, WEX (or similar OMS experience), Options Clearing expertise, Equities Clearing expertise as it relates to Options, Equity/Index/Flex Options Knowledge expertise, Prime Brokerage and CMTA clearance and allocations, Options Trade Support/away trading expertise, Options Regulations and reg reporting expertise a plus. Fidessa a plus, AI/Automation expertise a plus.
• Proficient in Office 365 suite including Excel and Outlook
• Strong critical thinking and analytical skills.
• Flexibility to work late nights and Saturdays as required.
• Ability to identify, escalate, and resolve problems/issues.
• Ability to communicate professionally through effective verbal and written skills.
• Demonstrates efficient time management skills and critical thinking.
• Demonstrates organizational skills and a strong attention to detail.
• Ability to multi-task and prioritize tasks.
• Ability to work in a team environment.
• Ability to meet deadlines and work under pressure.
• Proactive and self-starter who is goal oriented.

Job Description

Senior Options Analyst

TD Securities is looking for a Senior Options Analyst to join their Operations team. This position is hands-on and primarily serves as a point-person for ensuring trade break reconciliation, allocation, and timely clearance for all US option trades. This role will ensure daily activities within operations adhere to firm governance requirements. The role will partner with the rest of the TD Securities team to ensure a strong control infrastructure in accordance with firm and regulatory standards.

Responsibilities Include

• Partner with internal/external clients to ensure governance/control requirements are understood and adhered to.
• Develop relationships with applicable members of Operations, Trading, Streetside counterparties, and Technology to ensure partnership and efficient operation and coordination.
• Review records to ensure accuracy and completeness, in order to meet firm and regulatory standards.
• Monitor controls, review exception reports, and escalate as needed.
• Responsible for managing communications to internal/external partners.
• Opportunities to work on projects involving process improvements and other strategic initiatives.

Job Requirements/Qualifications

• BS/BA degree and/or 5+ years of relevant work experience.
• Knowledge of Broadridge (Primarily BPS and OAES), OCC Encore, Exercise and Assignment Mechanics, WEX (or similar OMS experience), Options Clearing expertise, Equities Clearing expertise as it relates to Options, Equity/Index/Flex Options Knowledge expertise, Prime Brokerage and CMTA clearance and allocations, Options Trade Support/away trading expertise, Options Regulations and reg reporting expertise a plus. Fidessa a plus, AI/Automation expertise a plus.
• Proficient in Office 365 suite including Excel and Outlook
• Strong critical thinking and analytical skills.
• Flexibility to work late nights and Saturdays as required.
• Ability to identify, escalate, and resolve problems/issues.
• Ability to communicate professionally through effective verbal and written skills.
• Demonstrates efficient time management skills and critical thinking.
• Demonstrates organizational skills and a strong attention to detail.
• Ability to multi-task and prioritize tasks.
• Ability to work in a team environment.
• Ability to meet deadlines and work under pressure.
• Proactive and self-starter who is goal oriented.