Code of Ethics Analyst

Summary

We are seeking candidates for a Code of Ethics Analyst position with a highly successful investment management firm located in Boston, MA. This position will be part of the firm's Legal, Compliance, and Risk Team and will be responsible for compliance with the firm's policy and procedures regarding political contributions. The ideal candidate will have 1-3 years of experience in compliance, operational, regulatory, or code of ethics (COE) within a financial services environment.This is a 6+ month contract position that will pay $30-36/hr (depending on experience) within a 40-hour work week. This position supports a hybrid work model, onsite 4 days per week in their Boston office.Responsibilities Address employee questions and provide guidance on Code of Ethics policies and requirementsSupport operational, system, and data-driven aspects of the Code of Ethics program, identifying opportunities to enhance efficiency through technologyCollaborate with global compliance teams, Operational Risk, and Internal Audit to ensure aligned and consistent outcomesAssist with broader Legal, Compliance, and Risk initiatives as neededDevelop and deliver training on ethics and regulatory compliance topicsSupport responses to regulatory inquiries and examinationsAct as an escalation point for offshore compliance teamsCreate, maintain, and continuously improve operational procedures and documentationQualifications Bachelor's degree in finance, business, computer science, or a related field (required)1-3 years of experience in compliance, operational risk, or business controls within a financial services environmentPrevious experience with Power BI, Power Automate, Alteryx, GenAI is a plusStrong organizational skills with the ability to prioritize tasksAbility to collaborate cross-functionally across teamsStrong attention to detail and interest in technology to improve processesExcellent analytical and problem-solving skillsExcellent written and verbal communication skillsIf you are interested in learning more about this opportunity, please email your resume to Olivia at ociviello@daleyaa.com.#J-18808-Ljbffr

Job Description

We are seeking candidates for a Code of Ethics Analyst position with a highly successful investment management firm located in Boston, MA. This position will be part of the firm's Legal, Compliance, and Risk Team and will be responsible for compliance with the firm's policy and procedures regarding political contributions. The ideal candidate will have 1-3 years of experience in compliance, operational, regulatory, or code of ethics (COE) within a financial services environment.This is a 6+ month contract position that will pay $30-36/hr (depending on experience) within a 40-hour work week. This position supports a hybrid work model, onsite 4 days per week in their Boston office.Responsibilities Address employee questions and provide guidance on Code of Ethics policies and requirementsSupport operational, system, and data-driven aspects of the Code of Ethics program, identifying opportunities to enhance efficiency through technologyCollaborate with global compliance teams, Operational Risk, and Internal Audit to ensure aligned and consistent outcomesAssist with broader Legal, Compliance, and Risk initiatives as neededDevelop and deliver training on ethics and regulatory compliance topicsSupport responses to regulatory inquiries and examinationsAct as an escalation point for offshore compliance teamsCreate, maintain, and continuously improve operational procedures and documentationQualifications Bachelor's degree in finance, business, computer science, or a related field (required)1-3 years of experience in compliance, operational risk, or business controls within a financial services environmentPrevious experience with Power BI, Power Automate, Alteryx, GenAI is a plusStrong organizational skills with the ability to prioritize tasksAbility to collaborate cross-functionally across teamsStrong attention to detail and interest in technology to improve processesExcellent analytical and problem-solving skillsExcellent written and verbal communication skillsIf you are interested in learning more about this opportunity, please email your resume to Olivia at ociviello@daleyaa.com.#J-18808-Ljbffr