Listed Clearing Specialist

Summary

We're looking for a Listed Clearing Specialist with hands-on experience across equity clearing, settlements, and back-office operations.Responsibilities: Support settlements, controls, cash management, and client service for listed productsManage DTC cash equity settlements, stock borrow/loan, and OCC options clearingMonitor trade activity across the full lifecycle, including reconciliations, dividend processing, option expirations, exercises, and assignmentsEnsure DTC/OCC positions and balances are aligned with internal systemsInvestigate and resolve transaction exceptions and settlement failuresOversee and monitor work performed by outsourced/offsite operations teamsWork closely with clearing houses, custodians, banks, and internal stakeholdersSupport clearinghouse margin requirements, reporting, audits, and regulatory requestsRequirements: 3+ years of relevant financial services or back-office operations experienceStrong knowledge of DTC clearingExperience with equity settlements, reconciliations, and the full trade lifecycleWorking knowledge of OCC / options clearing preferredStock loan experience is a plusBroadridge Shadow platform experience is a plusAbility to effectively oversee and work with outsourced operational teams#J-18808-Ljbffr

Job Description

We're looking for a Listed Clearing Specialist with hands-on experience across equity clearing, settlements, and back-office operations.Responsibilities: Support settlements, controls, cash management, and client service for listed productsManage DTC cash equity settlements, stock borrow/loan, and OCC options clearingMonitor trade activity across the full lifecycle, including reconciliations, dividend processing, option expirations, exercises, and assignmentsEnsure DTC/OCC positions and balances are aligned with internal systemsInvestigate and resolve transaction exceptions and settlement failuresOversee and monitor work performed by outsourced/offsite operations teamsWork closely with clearing houses, custodians, banks, and internal stakeholdersSupport clearinghouse margin requirements, reporting, audits, and regulatory requestsRequirements: 3+ years of relevant financial services or back-office operations experienceStrong knowledge of DTC clearingExperience with equity settlements, reconciliations, and the full trade lifecycleWorking knowledge of OCC / options clearing preferredStock loan experience is a plusBroadridge Shadow platform experience is a plusAbility to effectively oversee and work with outsourced operational teams#J-18808-Ljbffr