Government Careers
  • Head of Clearing Risk

  • Social Capital Resources
  • Tampa, Florida 33646 United States View Map

Summary

Financial Services Firm in Tampa, Florida is seeking a Director of Clearing Risk


Responsibilities:


  • Daily monitoring of net capital, excess net capital, liquidity, and clearinghouse requirements
  • Development and monitoring of Early Warning Indicators (EWIs)
  • VaR, stress testing, and scenario analysis
  • NSCC, DTC, OCC, and settlement liquidity exposure
  • Client, correspondent, counterparty, and concentration risk
  • Capital forecasting and assessment of whether the firm has sufficient resources to support current and projected clearing volumes
  • Establishing risk limits, escalation thresholds, and management reporting
  • Working closely with the CEO, FINOP/CFO, Clearing Operations, Compliance, and Treasury


Qualifications:


  • 8+ years of relevant risk experience
  • Meaningful experience working at a U.S. clearing broker or self-clearing broker-dealer
  • Strong understanding of SEC/FINRA net capital requirements, clearinghouse margin/deposit requirements, liquidity risk, and broker-dealer market risk
  • Experience building or managing clearing risk dashboards, EWIs, VaR, stress testing, and capital frameworks
  • Senior enough to independently challenge the business and escalate risk issues to executive management


Job Description

Financial Services Firm in Tampa, Florida is seeking a Director of Clearing Risk


Responsibilities:


  • Daily monitoring of net capital, excess net capital, liquidity, and clearinghouse requirements
  • Development and monitoring of Early Warning Indicators (EWIs)
  • VaR, stress testing, and scenario analysis
  • NSCC, DTC, OCC, and settlement liquidity exposure
  • Client, correspondent, counterparty, and concentration risk
  • Capital forecasting and assessment of whether the firm has sufficient resources to support current and projected clearing volumes
  • Establishing risk limits, escalation thresholds, and management reporting
  • Working closely with the CEO, FINOP/CFO, Clearing Operations, Compliance, and Treasury


Qualifications:


  • 8+ years of relevant risk experience
  • Meaningful experience working at a U.S. clearing broker or self-clearing broker-dealer
  • Strong understanding of SEC/FINRA net capital requirements, clearinghouse margin/deposit requirements, liquidity risk, and broker-dealer market risk
  • Experience building or managing clearing risk dashboards, EWIs, VaR, stress testing, and capital frameworks
  • Senior enough to independently challenge the business and escalate risk issues to executive management


Government Careers

Government Careers

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