Listed Clearing Specialist

Summary

We're looking for a Listed Clearing Specialist with hands-on experience across equity clearing, settlements, and back-office operations.Responsibilities:• Support settlements, controls, cash management, and client service for listed products• Manage DTC cash equity settlements, stock borrow/loan, and OCC options clearing• Monitor trade activity across the full lifecycle, including reconciliations, dividend processing, option expirations, exercises, and assignments• Ensure DTC/OCC positions and balances are aligned with internal systems• Investigate and resolve transaction exceptions and settlement failures• Oversee and monitor work performed by outsourced/offsite operations teams• Work closely with clearing houses, custodians, banks, and internal stakeholders• Support clearinghouse margin requirements, reporting, audits, and regulatory requestsRequirements:• 3+ years of relevant financial services or back-office operations experience• Strong knowledge of DTC clearing• Experience with equity settlements, reconciliations, and the full trade lifecycle• Working knowledge of OCC / options clearing preferred• Stock loan experience is a plus• Broadridge Shadow platform experience is a plus• Ability to effectively oversee and work with outsourced operational teams

Job Description

We're looking for a Listed Clearing Specialist with hands-on experience across equity clearing, settlements, and back-office operations.Responsibilities:• Support settlements, controls, cash management, and client service for listed products• Manage DTC cash equity settlements, stock borrow/loan, and OCC options clearing• Monitor trade activity across the full lifecycle, including reconciliations, dividend processing, option expirations, exercises, and assignments• Ensure DTC/OCC positions and balances are aligned with internal systems• Investigate and resolve transaction exceptions and settlement failures• Oversee and monitor work performed by outsourced/offsite operations teams• Work closely with clearing houses, custodians, banks, and internal stakeholders• Support clearinghouse margin requirements, reporting, audits, and regulatory requestsRequirements:• 3+ years of relevant financial services or back-office operations experience• Strong knowledge of DTC clearing• Experience with equity settlements, reconciliations, and the full trade lifecycle• Working knowledge of OCC / options clearing preferred• Stock loan experience is a plus• Broadridge Shadow platform experience is a plus• Ability to effectively oversee and work with outsourced operational teams