Listed Clearing Specialist (New York)

Summary

We're looking for a Listed Clearing Specialist with hands-on experience across equity clearing, settlements, and back-office operations.

Responsibilities:

• Support settlements, controls, cash management, and client service for listed products

• Manage DTC cash equity settlements, stock borrow/loan, and OCC options clearing

• Monitor trade activity across the full lifecycle, including reconciliations, dividend processing, option expirations, exercises, and assignments

• Ensure DTC/OCC positions and balances are aligned with internal systems

• Investigate and resolve transaction exceptions and settlement failures

• Oversee and monitor work performed by outsourced/offsite operations teams

• Work closely with clearing houses, custodians, banks, and internal stakeholders

• Support clearinghouse margin requirements, reporting, audits, and regulatory requests

Requirements:

• 3+ years of relevant financial services or back-office operations experience

• Strong knowledge of DTC clearing

• Experience with equity settlements, reconciliations, and the full trade lifecycle

• Working knowledge of OCC / options clearing preferred

• Stock loan experience is a plus

• Broadridge Shadow platform experience is a plus

• Ability to effectively oversee and work with outsourced operational teams

Job Description

We're looking for a Listed Clearing Specialist with hands-on experience across equity clearing, settlements, and back-office operations.

Responsibilities:

• Support settlements, controls, cash management, and client service for listed products

• Manage DTC cash equity settlements, stock borrow/loan, and OCC options clearing

• Monitor trade activity across the full lifecycle, including reconciliations, dividend processing, option expirations, exercises, and assignments

• Ensure DTC/OCC positions and balances are aligned with internal systems

• Investigate and resolve transaction exceptions and settlement failures

• Oversee and monitor work performed by outsourced/offsite operations teams

• Work closely with clearing houses, custodians, banks, and internal stakeholders

• Support clearinghouse margin requirements, reporting, audits, and regulatory requests

Requirements:

• 3+ years of relevant financial services or back-office operations experience

• Strong knowledge of DTC clearing

• Experience with equity settlements, reconciliations, and the full trade lifecycle

• Working knowledge of OCC / options clearing preferred

• Stock loan experience is a plus

• Broadridge Shadow platform experience is a plus

• Ability to effectively oversee and work with outsourced operational teams