Government Careers

  • Senior Analyst, Risk Intelligence & Regulatory Ops

  • FINRA
  • New York, New York 10261 United States View Map

Summary

FINRA is seeking an experienced individual contributor in Regulatory Operations, Risk Intelligence Operations Center (RIOC), to transform risk data into coordinated regulatory actions. The role identifies firms, branches, and individuals posing risk, and creates intelligence-driven work plans across Regulatory Operations.The position requires a Bachelor's degree or equivalent, leadership experience in control-related fields, and SIE certification within 16 months.#J-18808-Ljbffr

Job Description

FINRA is seeking an experienced individual contributor in Regulatory Operations, Risk Intelligence Operations Center (RIOC), to transform risk data into coordinated regulatory actions. The role identifies firms, branches, and individuals posing risk, and creates intelligence-driven work plans across Regulatory Operations.The position requires a Bachelor's degree or equivalent, leadership experience in control-related fields, and SIE certification within 16 months.#J-18808-Ljbffr

Government Careers

Government Careers

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