Summary
FINRA in Chicago, IL seeks an experienced Regulatory Operations contributor to transform risk data into coordinated regulatory action. You will identify high-risk firms, branches, and individuals, shaping intelligence-driven work plans and evaluating results across programs.
The role collaborates across Regulatory Operations, with external stakeholders, and leads governance initiatives while advancing metrics and staff development in a hybrid work environment.
#J-18808-LjbffrJob Description
FINRA in Chicago, IL seeks an experienced Regulatory Operations contributor to transform risk data into coordinated regulatory action. You will identify high-risk firms, branches, and individuals, shaping intelligence-driven work plans and evaluating results across programs.
The role collaborates across Regulatory Operations, with external stakeholders, and leads governance initiatives while advancing metrics and staff development in a hybrid work environment.
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