Summary
TP ICAP Americas Holdings Inc. is seeking a SEF Compliance professional to support regulatory oversight, market surveillance, and compliance monitoring across SEF platforms. You will investigate possible market irregularities, coordinate with NFA, and ensure controls and reporting meet CFTC/SEC requirements.
The role requires strong analytical and communication skills, and collaboration across internal teams and external regulators in a fast-paced financial services environment.
#J-18808-LjbffrJob Description
TP ICAP Americas Holdings Inc. is seeking a SEF Compliance professional to support regulatory oversight, market surveillance, and compliance monitoring across SEF platforms. You will investigate possible market irregularities, coordinate with NFA, and ensure controls and reporting meet CFTC/SEC requirements.
The role requires strong analytical and communication skills, and collaboration across internal teams and external regulators in a fast-paced financial services environment.
#J-18808-Ljbffr
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