Summary
TP ICAP in New York is seeking a Market Surveillance Analyst to support SEF compliance through real-time trading monitoring, review of electronic communications, and oversight of regulatory reporting.
The role requires collaboration with internal stakeholders and external regulators (CFTC, SEC, NFA), investigating market irregularities and contributing to governance, reporting, and process improvements. Strong analytical, communication, and organizational skills are essential.
#J-18808-LjbffrJob Description
TP ICAP in New York is seeking a Market Surveillance Analyst to support SEF compliance through real-time trading monitoring, review of electronic communications, and oversight of regulatory reporting.
The role requires collaboration with internal stakeholders and external regulators (CFTC, SEC, NFA), investigating market irregularities and contributing to governance, reporting, and process improvements. Strong analytical, communication, and organizational skills are essential.
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